Compliance Officer

Summary

The GraceKennedy Financial Group seeks to identify an individual looking for an excellent opportunity to progress his/her career; and who possesses the vision and energy to help drive dynamic changes across the group, in the following capacity:-​ Compliance Officer

Responsibilities

• • Develop, implement and maintain an effective compliance monitoring programme; this includes compliance matrices and corresponding checklists.
• • Prepare and submit quarterly reports to the Audit Committee and Board of Directors.
• • Assist with the development and maintenance of policies, procedures and programmes related to Anti-Money Laundering/Counter-Financing of Terrorism/Counter-Proliferation Financing (AML/CFT/CPF).
• • Develop training material and carry out AML/CFT/CPF training
• • Assist in revising the compliance programmes and policies to reflect changes in the organization’s needs, laws, regulations and procedures related compliance issues.
• • Monitor and as necessary coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends.
• • Conduct reviews on key processes.
• • Monitor implementation of corrective action plans arising from internal and external audits, regulatory examinations, and compliance reviews.
• • Participate on projects and serve as the compliance SME.
• • Prepare and submit regulatory reports to the regulatory authorities.
• • Conduct screening of customer databases.
• • Prepare monthly compliance reports on the status of assigned Business Units

Required Skills

• • Knowledge of the Regulations & Acts governing the Financial Services industry.
• • Knowledge of the various regulations governing Anti-Money Laundering and the Prevention of Terrorist Financing.
• • Knowledge of Microsoft Office suite e.g. WORD, EXCEL, POWERPOINT.
• • Strong understanding of the use of information technology and the operation environment in financial institutions.
• • Strong communication and presentation skills.
• • Ability to develop policy and procedure documentation.
• • Excellent interpersonal and analytical skills.
• • Ability to maintain a high level of integrity and confidentiality.

Qualifications

• • Bachelor’s Degree in Management Studies, Finance, Accounts or equivalent.
• • Three (3) years’ experience in Internal Audit, Finance, Accounting or Operations in the Financial Sector.

Share This Job